SEC Form X-17A-5/A

[Amend] X-17A-5 Filing

Latest X-17A-5/A Filings:

Date Accession No. Company
2020-07-14 00:00:00 0001544541-20-000004 AVALON WEALTH MANAGEMENT LLC
2020-06-22 00:00:00 0001340915-20-000004 MVP FINANCIAL, LLC
2020-06-05 00:00:00 0001451251-20-000006 IIFL CAPITAL INC.
2020-05-14 00:00:00 0001670763-20-000002 MIDDLEMARCH SECURITIES LLC
2020-05-11 00:00:00 0001340915-20-000003 MVP FINANCIAL, LLC
2020-05-05 00:00:00 0001145266-20-000002 TIME EQUITIES SECURITIES LLC
2020-05-01 00:00:00 0000891197-20-000004 AUERBACH GRAYSON & COMPANY LLC
2020-04-17 00:00:00 0000798377-20-000002 SAMI BROKERAGE LLC
2020-04-15 00:00:00 0001285203-20-000005 STONECASTLE SECURITIES, LLC
2020-04-09 00:00:00 0001466476-20-000002 DUNN RUSH & CO. LLC
2020-04-01 00:00:00 0001075916-20-000004 MARCO POLO SECURITIES INC.
2020-03-26 00:00:00 0000872651-20-000003 GFI SECURITIES LLC
2020-03-18 00:00:00 0000883459-20-000004 NEWPORT GROUP SECURITIES, INC.
2020-03-18 00:00:00 0000883459-20-000005 NEWPORT GROUP SECURITIES, INC.
2020-03-18 00:00:00 0001105608-20-000004 USA FINANCIAL SECURITIES CORPORATION
2020-03-16 00:00:00 0000849351-20-000003 MARCH CAPITAL CORP.
2020-03-13 00:00:00 0000700145-20-000003 BRUCE A. LEFAVI SECURITIES, INC.
2020-03-13 00:00:00 0001759711-20-000004 EDDID SECURITIES USA INC.
2020-03-12 00:00:00 0001146202-20-000006 WOODMEN FINANCIAL SERVICES, INC.
2020-03-11 00:00:00 0001701384-20-000004 INVICTA CAPITAL LLC
2020-03-10 00:00:00 0001755908-20-000003 C6 CAPITAL SECURITIES LLC
2020-03-06 00:00:00 0001146202-20-000003 WOODMEN FINANCIAL SERVICES, INC.
2020-03-06 00:00:00 0001009953-20-000004 GUGGENHEIM SECURITIES, LLC
2020-03-05 00:00:00 0001260218-20-000003 SYNERGY ADVISORS GROUP, LLC
2020-03-05 00:00:00 0000890203-20-000005 MIRAE ASSET SECURITIES (USA) INC.
2020-03-04 00:00:00 0001352126-20-000002 BHK SECURITIES, LLC
2020-03-04 00:00:00 0001393115-20-000004 DREXEL HAMILTON, LLC
2020-03-04 00:00:00 0001034263-20-000002 ROGAN & ASSOCIATES, INC.
2020-03-04 00:00:00 0001393115-20-000005 DREXEL HAMILTON, LLC
2020-03-03 00:00:00 0001757481-20-000003 JWTT INC.

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