SEC Form X-17A-5

X-17A-5 Filing

Latest X-17A-5 Filings:

Date Accession No. Company
2020-07-24 00:00:00 0001136728-20-000004 DELOITTE CORPORATE FINANCE LLC
2020-07-15 00:00:00 0001461556-20-000002 AVENDUS CAPITAL, INC.
2020-07-01 00:00:00 0001571288-20-000001 ABG, LLC
2020-06-30 00:00:00 0001536098-20-000001 BFINANCE US LTD.
2020-06-29 00:00:00 0000812226-20-000003 RHODES SECURITIES, INC.
2020-06-29 00:00:00 0001595342-20-000001 JAMIESON CORPORATE FINANCE US LLC
2020-06-26 00:00:00 0001510900-20-000001 EULAV SECURITIES LLC
2020-06-26 00:00:00 0001542278-20-000005 CRITO CAPITAL LLC
2020-06-24 00:00:00 9999999997-20-004054 SEA OTTER SECURITIES GROUP LLC
2020-06-23 00:00:00 9999999997-20-004051 ALDWYCH SECURITIES LLC
2020-06-23 00:00:00 0001145885-20-000001 SELALU PARTNERS, LLC
2020-06-22 00:00:00 9999999997-20-003991 GREGORY J. SCHWARTZ & CO., INC.
2020-06-18 00:00:00 9999999997-20-004042 OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANY
2020-06-17 00:00:00 0001672433-20-000004 MARKET SECURITIES, LLC
2020-06-16 00:00:00 9999999997-20-003990 CAVU SECURITIES LLC
2020-06-16 00:00:00 0000738602-20-000005 OREC SECURITIES, LLC
2020-06-12 00:00:00 9999999997-20-004012 TULLY & HOLLAND, INCORPORATED
2020-06-12 00:00:00 0001453721-20-000004 ROCKFLEET FINANCIAL SERVICES, INC.
2020-06-12 00:00:00 0000027135-20-000005 DAVENPORT & COMPANY LLC
2020-06-10 00:00:00 9999999997-20-004092 XLII FINANCIAL SERVICES LLC
2020-06-10 00:00:00 9999999997-20-004053 W CAMPION CAPITAL LLC
2020-06-09 00:00:00 9999999997-20-004059 ALLIANCE-ONE INVESTMENTS, LLC
2020-06-09 00:00:00 9999999997-20-004022 J.H. DARBIE & CO., INC.
2020-06-08 00:00:00 0001137878-20-000002 EIDE BAILLY SECURITIES, LLC
2020-06-05 00:00:00 9999999997-20-004058 AXIA CAPITAL MARKETS, LLC
2020-06-05 00:00:00 9999999997-20-003996 MESIROW FINANCIAL, INC.
2020-06-05 00:00:00 9999999997-20-003992 CANTELLA & CO., INC.
2020-06-05 00:00:00 9999999997-20-004001 FAIRPORT CAPITAL, INC.
2020-06-04 00:00:00 0001272515-20-000002 DCS ADVISORY LLC

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