SEC Form REG-NR

REG-NR Filing

Latest REG-NR Filings:

Date Accession No. Company
2019-06-18 00:00:00 9999999997-19-006241 WINTERFLOOD SECURITIES US CORPORATION
2019-05-16 00:00:00 9999999997-19-004781 COINSQUARE LLC
2019-03-13 00:00:00 9999999997-19-002996 SUREPATH SECURITIES LLC.
2018-12-11 00:00:00 9999999997-19-006230 BEACON SECURITIES US LIMITED
2018-12-04 00:00:00 9999999997-19-000155 BEACON SECURITIES US LIMITED
2018-11-08 00:00:00 9999999997-19-006225 IUR SECURITIES LLC
2018-06-05 00:00:00 9999999997-18-007151 PANMURE GORDON SECURITIES LIMITED
2018-05-16 00:00:00 9999999997-18-005727 MAINFIRST SECURITIES US INC.
2018-05-08 00:00:00 9999999997-18-005609 ELM CAPITAL USA LIMITED
2018-05-08 00:00:00 9999999997-18-007191 ELM CAPITAL USA LIMITED
2018-05-01 00:00:00 9999999997-18-005379 CRESTA WESTHALL LLP
2018-04-27 00:00:00 9999999997-18-005606 BAILLIE GIFFORD FUNDS SERVICES LLC
2018-02-09 00:00:00 9999999997-18-005777 CPOD INC.
2018-01-22 00:00:00 9999999997-18-003942 WESTSIDE CONSULTANTS LLC
2017-08-08 00:00:00 9999999997-18-000445 LYDDA CAPITAL, LTD.
2016-08-18 00:00:00 9999999997-16-025136 ASTOR RIDGE N.A. LLP
2015-07-27 00:00:00 9999999997-15-012522 GRAVITAS CAPITAL INTERNATIONAL INC.
2015-07-24 00:00:00 9999999997-15-012192 AVIOR CAPITAL MARKETS (PROPRIETARY) LIMITED
2013-05-24 00:00:00 9999999997-13-014798 REORIENT FINANCIAL MARKETS (USA) LLC
2013-04-30 00:00:00 9999999997-13-009053 BFINANCE US LTD.
2013-04-17 00:00:00 9999999997-13-009017 EASTPOINT CAPITAL AG
2013-01-18 00:00:00 9999999997-13-000752 MOTILAL OSWAL SECURITIES INTERNATIONAL PRIVATE LIMITED
2013-01-07 00:00:00 9999999997-13-000737 LAURENTIAN CAPITAL (USA) INC
2011-12-09 00:00:00 9999999997-11-017496 TORCH PARTNERS CORPORATE FINANCE INC
2011-09-12 00:00:00 9999999997-11-015697 EDGECREST CAPITAL (USA) INC.
2011-08-12 00:00:00 9999999997-11-015384 ASANTE CAPITAL GROUP ADVISORS LLC
2011-06-06 00:00:00 9999999997-11-011354 PEEL HUNT INC.
2011-03-31 00:00:00 9999999997-11-007282 CITCO SECURITIES INC.
2011-03-04 00:00:00 9999999997-11-008060 STEEN ASSOCIATES LLP
2010-12-01 00:00:00 9999999997-11-000349 UNITED FIRST PARTNERS LLC

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