SEC Form FOCUSN

FOCUSN Filing

Latest FOCUSN Filings:

Date Accession No. Company
2020-06-24 00:00:00 9999999997-20-004082 SEA OTTER SECURITIES GROUP LLC
2020-06-23 00:00:00 9999999997-20-004080 ALDWYCH SECURITIES LLC
2020-06-23 00:00:00 9999999997-20-004081 W CAMPION CAPITAL LLC
2020-06-18 00:00:00 9999999997-20-004043 CAVU SECURITIES LLC
2020-06-09 00:00:00 9999999997-20-004084 ALLIANCE-ONE INVESTMENTS, LLC
2020-06-09 00:00:00 9999999997-20-004052 J.H. DARBIE & CO., INC.
2020-06-08 00:00:00 9999999997-20-004077 CAPULENT LLC
2020-06-05 00:00:00 9999999997-20-004083 AXIA CAPITAL MARKETS, LLC
2020-06-05 00:00:00 9999999997-20-004055 MESIROW FINANCIAL, INC.
2020-06-05 00:00:00 9999999997-20-004045 CANTELLA & CO., INC.
2020-06-02 00:00:00 9999999997-20-004071 DONNELLY PENMAN & PARTNERS INC.
2020-06-02 00:00:00 9999999997-20-004049 BARON CAPITAL, INC.
2020-06-02 00:00:00 9999999997-20-004062 BOSTON CAPITAL SECURITIES, INC.
2020-06-02 00:00:00 9999999997-20-004060 BRADLEY WOODS & CO. LTD.
2020-06-02 00:00:00 9999999997-20-004070 FERRETTI GROUP, INC.
2020-06-02 00:00:00 9999999997-20-004057 PODESTA & CO.
2020-06-02 00:00:00 9999999997-20-004037 TIMECAPITAL SECURITIES CORPORATION
2020-06-02 00:00:00 9999999997-20-004050 COMMERCE SECURITIES CORPORATION
2020-06-02 00:00:00 9999999997-20-004078 CLARION PARTNERS SECURITIES, LLC
2020-06-02 00:00:00 9999999997-20-004076 ELARA SECURITIES, INC.
2020-06-02 00:00:00 9999999997-20-004086 AIP CAPITAL MARKETS LLC
2020-06-02 00:00:00 9999999997-20-004075 ENTRUSTPERMAL SECURITIES LLC
2020-06-01 00:00:00 9999999997-20-004085 INTELLIGENT CROSS LLC
2020-06-01 00:00:00 9999999997-20-004079 JM FINANCIAL SECURITIES, INC.
2020-06-01 00:00:00 9999999997-20-004067 LANDOLT SECURITIES, INC.
2020-06-01 00:00:00 9999999997-20-004034 CAPITAL DIRECTIONS, INC.
2020-05-19 00:00:00 9999999997-20-004073 GRIFFINEST ASIA SECURITIES, LLC
2020-05-19 00:00:00 9999999997-20-004063 CARNES CAPITAL CORPORATION
2020-05-07 00:00:00 9999999997-20-004072 DAVY SECURITIES LIMITED
2020-04-28 00:00:00 9999999997-20-003505 GROWTH VENTURE PARTNERS, LLC

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