SEC Form APP WD

APP WD Filing

Latest APP WD Filings:

Date Accession No. Company
2020-05-19 00:00:00 0001104659-20-063730 First Eagle BDC, LLC
2020-05-19 00:00:00 0001104659-20-063841 First Eagle Investment Management, LLC
2020-05-15 00:00:00 0001213900-20-012622 TORTOISE CAPITAL ADVISORS, L.L.C.
2020-05-07 00:00:00 9999999997-20-002596 MFS VARIABLE INSURANCE TRUST II
2020-03-18 00:00:00 0000928816-20-000309 PUTNAM MANAGED MUNICIPAL INCOME TRUST
2020-03-18 00:00:00 0000928816-20-000307 PUTNAM MUNICIPAL OPPORTUNITIES TRUST
2020-03-13 00:00:00 0000928816-20-000297 PUTNAM MANAGED MUNICIPAL INCOME TRUST
2020-03-13 00:00:00 0000928816-20-000299 PUTNAM MUNICIPAL OPPORTUNITIES TRUST
2020-03-12 00:00:00 0000940394-20-000482 Eaton Vance Unit Trust - Series 1
2020-02-21 00:00:00 0001137439-20-000057 Delaware Enhanced Global Dividend & Income Fund
2020-02-06 00:00:00 0000894189-20-001009 Listed Funds Trust
2020-02-05 00:00:00 0001193125-20-025314 J.P. Morgan Exchange-Traded Fund Trust
2020-01-16 00:00:00 0001193125-20-008929 Coalition for Business Development
2020-01-08 00:00:00 0000897069-20-000030 LEUTHOLD FUNDS INC
2019-12-23 00:00:00 0000894189-19-008662 Listed Funds Trust
2019-12-19 00:00:00 0000912938-19-000654 MFS VARIABLE INSURANCE TRUST II
2019-12-19 00:00:00 0000912938-19-000657 MFS VARIABLE INSURANCE TRUST II
2019-12-19 00:00:00 0000912938-19-000655 MFS VARIABLE INSURANCE TRUST II
2019-12-19 00:00:00 0000912938-19-000656 MFS VARIABLE INSURANCE TRUST II
2019-12-19 00:00:00 0000912938-19-000653 MFS VARIABLE INSURANCE TRUST II
2019-11-22 00:00:00 0000943663-19-000220 CBOE Vest Financial, LLC
2019-11-14 00:00:00 0000891092-19-012388 BBH Trust
2019-10-16 00:00:00 0001387131-19-007659 ETF Trust I
2019-10-16 00:00:00 0001387131-19-007661 ETF Trust I
2019-10-16 00:00:00 0001398344-19-017986 BrightStone ETF Trust
2019-10-16 00:00:00 0001398344-19-017990 BrightStone ETF Trust
2019-10-03 00:00:00 0001162044-19-000608 Collaborative Investment Series Trust
2019-10-03 00:00:00 0001398344-19-017446 Esoterica Capital LLC
2019-09-09 00:00:00 0001213900-19-017520 Sierra Income Corp
2019-07-11 00:00:00 0000898745-19-000545 PRINCIPAL FUNDS INC

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