SEC Form 40-APP/A

[Amend] Applications under the Investment Company Act other than those reviewed by Office of Insurance Products

Latest 40-APP/A Filings:

Date Accession No. Company
2020-07-24 00:00:00 0001493152-20-013971 RAND CAPITAL CORP
2020-07-22 00:00:00 0001484018-20-000074 Spinnaker ETF Series
2020-07-22 00:00:00 0001398344-20-014120 Delaware Management Co
2020-07-22 00:00:00 0000898745-20-000404 PRINCIPAL FUNDS INC
2020-07-20 00:00:00 0001683863-20-012056 Invesco Capital Management LLC
2020-07-14 00:00:00 0001398344-20-013764 361 SOCIAL INFRASTRUCTURE FUND
2020-07-13 00:00:00 0001398344-20-013655 Hamilton Lane Private Assets Fund
2020-07-13 00:00:00 0001213900-20-017320 Eaton Vance Exchange-Traded Fund Trust
2020-07-10 00:00:00 0001213900-20-017214 PROSPECT CAPITAL CORP
2020-07-06 00:00:00 0001398344-20-013320 Horizon Funds
2020-06-30 00:00:00 0001104659-20-079046 Owl Rock Capital Corp II
2020-06-30 00:00:00 0001104659-20-079096 FS Global Credit Opportunities Fund
2020-06-29 00:00:00 0001104659-20-078201 OFS Capital Corp
2020-06-26 00:00:00 0001398344-20-012870 OHIO NATIONAL LIFE INSURANCE CO
2020-06-25 00:00:00 0001623632-20-001197 Federated Adviser Series
2020-06-24 00:00:00 0001104659-20-076334 Runway Growth Credit Fund Inc.
2020-06-24 00:00:00 0000898745-20-000383 PRINCIPAL FUNDS INC
2020-06-23 00:00:00 0001193125-20-176547 Conversus StepStone Private Markets
2020-06-22 00:00:00 0001193125-20-175520 Conversus StepStone Private Markets
2020-06-22 00:00:00 0001193125-20-174906 ADAMS STREET PRIVATE CREDIT BDC, LLC
2020-06-16 00:00:00 0001756404-20-000055 Principal Diversified Select Real Asset Fund
2020-06-11 00:00:00 0000898745-20-000333 PRINCIPAL FUNDS INC
2020-06-08 00:00:00 0001104659-20-070577 Main Street Capital CORP
2020-06-02 00:00:00 0000894189-20-004273 Managed Portfolio Series
2020-06-01 00:00:00 0001398344-20-011803 Investment Managers Series Trust II
2020-05-29 00:00:00 0001104659-20-067248 CION Investment Corp
2020-05-29 00:00:00 0001104659-20-067782 Owl Rock Capital Corp II
2020-05-29 00:00:00 0001683863-20-010235 Invesco Capital Management LLC
2020-05-29 00:00:00 0001140361-20-012704 1WS Credit Income Fund
2020-05-28 00:00:00 0001193125-20-154380 Kohlberg Kravis Roberts & Co. L.P.

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