SEC Form 40-6C

Latest 40-6C Filings:

Date Accession No. Company
2007-10-02 00:00:00 9999999997-07-042835 ALPS ADVISORS INC
2007-09-25 00:00:00 9999999997-07-042248 AMERICAN INTERNATIONAL GROUP INC /NY
2007-09-25 00:00:00 9999999997-07-042062 VAN ECK ASSOCIATES CORP
2007-09-25 00:00:00 9999999997-07-042064 MCG CAPITAL CORP
2007-09-24 00:00:00 9999999997-07-042063 Pioneer Equity Opportunity Fund
2007-09-19 00:00:00 9999999997-07-041492 Javelin Exchange-Traded Trust
2007-09-07 00:00:00 9999999997-07-040025 CUNA MUTUAL LIFE INSURANCE CO
2007-08-31 00:00:00 9999999997-07-039477 Federated Core Trust III
2007-08-30 00:00:00 9999999997-07-038888 Defined Strategy Fund, Inc.
2007-08-24 00:00:00 9999999997-07-039882 HL INVESTMENT ADVISORS LLC
2007-08-24 00:00:00 9999999997-07-038451 JNF Advisors, Inc
2007-08-13 00:00:00 9999999997-07-037196 Wisdom Tree Investments Inc
2007-08-09 00:00:00 9999999997-07-037321 JPMORGAN INSURANCE TRUST
2007-08-08 00:00:00 9999999997-07-036584 TRI-CONTINENTAL CORP
2007-07-27 00:00:00 9999999997-07-035311 Main Street Capital Partners LLC
2007-07-23 00:00:00 9999999997-07-034892 CAPITAL INTERNATIONAL PRIVATE EQUITY FUND V L P
2007-07-17 00:00:00 9999999997-07-034225 ENVESTNET ASSET MANAGEMENT INC
2007-07-17 00:00:00 9999999997-07-033685 TRUST FOR PROFESSIONAL MANAGERS
2007-07-11 00:00:00 9999999997-07-032211 ROYCE VALUE TRUST, INC.
2007-07-10 00:00:00 9999999997-07-031984 PROSHARES TRUST
2007-07-09 00:00:00 9999999997-07-032110 Arrow Investment Advisors, LLC
2007-07-06 00:00:00 9999999997-07-031699 Forward Funds
2007-06-29 00:00:00 9999999997-07-030946 PROSHARES TRUST
2007-06-15 00:00:00 9999999997-07-028468 Macquarie Global Infrastructure Total Return Fund Inc.
2007-06-05 00:00:00 9999999997-07-027338 TRANSPARENT VALUE LLC
2007-06-01 00:00:00 9999999997-07-026336 PNC BANK NATIONAL ASSOCIATION \PA\
2007-05-30 00:00:00 9999999997-07-028250 Claymore Exchange-Traded Fund Trust 2
2007-05-30 00:00:00 9999999997-07-026335 TEKLA HEALTHCARE INVESTORS
2007-05-23 00:00:00 9999999997-07-025790 RYDEX ETF TRUST
2007-05-22 00:00:00 9999999997-07-025278 RYDEX DISTRIBUTORS INC /

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