SEC Form 40-6B/A

[Amend] Application under the Investment Company Act by an employees‟ securities company

Latest 40-6B/A Filings:

Date Accession No. Company
2020-07-21 00:00:00 0001104659-20-084958 Signature PE Fund, LLC
2020-07-21 00:00:00 0000895345-20-000817 Point72 Employee Investment Fund, L.P.
2020-07-10 00:00:00 0000905148-20-000803 Citadel Enterprise Americas LLC
2020-05-14 00:00:00 0000905148-20-000601 Neuberger Berman Investment Advisers LLC
2020-05-07 00:00:00 0000905148-20-000568 Citadel Enterprise Americas LLC
2019-12-06 00:00:00 0001140361-19-022080 TWO SIGMA INVESTMENTS, LP
2019-10-31 00:00:00 0001193125-19-280109 425 PRIVATE FUND I, LLC (f/k/a LEXINGTON PRIVATE INVESTMENT FUND I, LLC)
2019-09-24 00:00:00 0000930413-19-002512 LAZARD ASSET MANAGEMENT LLC
2019-08-19 00:00:00 0001144204-19-040626 Signature PE Fund, LLC
2019-06-20 00:00:00 0000930413-19-001898 LAZARD ASSET MANAGEMENT LLC
2019-05-24 00:00:00 0001140361-19-009795 TWO SIGMA INVESTMENTS, LP
2019-05-14 00:00:00 0000895345-19-000209 TUDOR EMPLOYEE INVESTMENT FUND LLC
2019-04-04 00:00:00 0000895345-19-000144 TUDOR EMPLOYEE INVESTMENT FUND LLC
2018-11-27 00:00:00 0001140361-18-043780 TWO SIGMA INVESTMENTS, LP
2018-10-19 00:00:00 0000895345-18-000284 TUDOR EMPLOYEE INVESTMENT FUND LLC
2018-06-04 00:00:00 0001140361-18-027086 TWO SIGMA INVESTMENTS, LP
2017-12-22 00:00:00 0001140361-17-047224 TWO SIGMA INVESTMENTS, LP
2017-08-25 00:00:00 0000898432-17-000850 LSREF V Investments, L.P.
2017-06-23 00:00:00 0000898432-17-000678 LSREF V Investments, L.P.
2017-04-13 00:00:00 0000898432-17-000460 LSREF V Investments, L.P.
2017-03-08 00:00:00 0000950103-17-002304 BOSTON CONSULTING GROUP INC
2016-01-28 00:00:00 0000895345-16-000341 ALLIANCEBERNSTEIN L.P.
2016-01-15 00:00:00 0001104659-16-090030 ARES MANAGEMENT LLC
2015-10-29 00:00:00 0001104659-15-074066 ARES MANAGEMENT LLC
2014-11-19 00:00:00 0001341004-14-001002 BlackRock Inc.
2014-05-29 00:00:00 0001104659-14-042336 KKR EIGF LLC
2014-04-03 00:00:00 0001341004-14-000269 BlackRock DivPEP IV, LLC
2014-01-22 00:00:00 0001193125-14-016611 UBS AG
2013-12-31 00:00:00 0001104659-13-093052 KKR EIGF LLC
2013-10-17 00:00:00 0001341004-13-001079 BlackRock Inc.

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