Form 485BPOS ALPINE EQUITY TRUST

Post-effective amendment

What is Form 485BPOS?
  • Accession No.: 0001398344-18-004513 Act: 33 File No.: 033-25378 Film No.: 18703739
  • CIK: 0000842436
  • Submitted: 2018-03-21

485BPOS HTML

fp0031378_485bpos-xbrl.htm

As filed with the Securities and Exchange Commission on March 21, 2018

Securities Act File No. 033-25378

Investment Company Act File No. 811-05684

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [X]
Pre-Effective Amendment No. [   ]
Post-Effective Amendment No. 62 [X]
And
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [X]
Amendment No. 62 [X]

 

ALPINE EQUITY TRUST

(Exact Name of Registrant as Specified in Charter)

 

2500 Westchester Avenue, Suite 215

Purchase, New York 10577

(Address of Principal Executive Offices)

 

1-888-785-5578

(Registrant's Telephone Number, Including Area Code)

 

Samuel A. Lieber

Alpine Woods Capital Investors, LLC

2500 Westchester Avenue, Suite 215

Purchase, New York 10577

(Name and address of Agent for Service)

 

Copy to:

Rose F. DiMartino, Esq.

Willkie Farr & Gallagher LLP

787 Seventh Avenue

New York, New York 10019

 

It is proposed that this filing will become effective (check appropriate box)

 

[X]immediately upon filing pursuant to paragraph (b)
[   ]on _____________ pursuant to paragraph (b)
[   ]60 days after filing pursuant to paragraph (a)(1)
[   ]on _____________ pursuant to paragraph (a)(1)
[   ]75 days after filing pursuant to paragraph (a)(2)
[   ]on _____________ pursuant to paragraph (a)(2) of Rule 485.

 

If appropriate, check the following box:

 

[   ]this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

EXPLANATORY NOTE

This Post-Effective Amendment No. 62 to the Trust's Registration Statement on Form N-1A is filed for the sole purpose of submitting the XBRL exhibits for the risk/return summary first provided in Post-Effective Amendment No. 61 filed February 23, 2018 and incorporates Parts A, B and C from said amendment.

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”) and the Investment Company Act of 1940, as amended, the Registrant, certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Post-Effective Amendment No. 62 be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Purchase and State of New York on the 21st day of March, 2018.

 

ALPINE EQUITY TRUST

 

By: /s/ Samuel A. Lieber  
  Samuel A. Lieber, President  

 

Pursuant to the requirements of the Securities Act, this Post-Effective Amendment to its Registration Statement has been signed below by the following persons in the capacities indicated below on March 21, 2018.

 

Signature   Title
     
/s/ Samuel A. Lieber   President and Trustee
Samuel A. Lieber    
     
/s/ Ronald G. Palmer, Jr.   Chief Financial Officer
Ronald G. Palmer, Jr.    
     

Eleanor T.M. Hoagland*

  Trustee
Eleanor T.M. Hoagland    
     
H. Guy Leibler*   Trustee
H. Guy Leibler    
     
Jeffrey E. Wacksman*   Trustee
Jeffrey E. Wacksman    
     
By: /s/ Samuel A. Lieber    
 

Samuel A. Lieber

Attorney-in-Fact pursuant to

Power of Attorney*

   

 

*Pursuant to Powers of Attorney for H. Guy Leibler and Jeffrey E. Wacksman incorporated by reference to PEA No. 40 to the Registration Statement filed with the SEC via EDGAR on December 29, 2010. Pursuant to Power of Attorney for Eleanor T.M. Hoagland incorporated by reference to PEA No. 48 to the Registration Statement filed with the SEC via EDGAR on February 28, 2013.

 

 

 

ALPINE EQUITY TRUST

 

EXHIBIT INDEX

 

Exhibit No. Exhibit
EX-101.INS XBRL Instance Document
EX-101.SCH XBRL Taxonomy Extension Schema Document
EX-101.CAL XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE XBRL Taxonomy Extension Presentation Linkbase

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